Your Goals, Your Plan, Our Expertise!

Our team's mission is to help our clients gain clarity into their personal, professional and financial goals through a detailed financial planning process. We then help them achieve those goals by taking the appropriate actions.

The purpose of achieving financial security is to allow YOU to live life to the fullest, whatever that may mean to YOU. Our team leverages the collective knowledge and deep experience of our members. Together, we provide innovative solutions and professional direction to help clients accomplish their objectives, and ultimately achieve peace of mind.

We deliver personalized:

  • Financial Planning,
  • Retirement Planning,
  • Wealth Management,
  • Estate & Business Planning, and
  • Risk Management

with a focus on managing our clients’ tax burdens to the greatest extent possible.

Planning for Financial Security

Watch this short video to learn how Northwestern Mutual's comprehensive approach to personalized financial planning can help you achieve the future you envision.

Market and Economic Commentary

Access a timely summary of market happenings and economic indicators, plus get a glimpse of what's to come in our  Weekly Market Commentary. Find a timely summary and insightful commentary on economic and financial market trends in our Quarterly Market Commentary. Topics include:

  • Stock market performance
  • Developments in Washington
  • News from abroad
  • Employment
  • Housing / Consumer Spending
  • Gross domestic product

Focus on Retirement

We’re living longer than ever—and that means retirement will last longer as well. To help ensure you have the lifestyle you want in the future, it’s important to develop a sound retirement plan today to make the most of your savings for tomorrow.

The Northwestern Mutual Difference

We make plans for people, not just money. So no matter your goals, we have access to top rated products and services to help you meet each one.

  • Best Life Insurance Company ranked by NerdWallet, April 2019 1
  • Highest financial strength ratings of any life insurer from all four major rating agencies2
  • Top 10 U.S. Independent Investment Broker-Dealers3
1 ©2017-2019 and TM, NerdWallet, Inc. All Rights Reserved.

2 A.M. Best Company, A++ (highest), May 2019; Fitch Ratings, AAA (highest), May 2019; Moody's Investors Service, Aaa (highest), September 2018; S&P Global Ratings, AA+ (second highest), June 2019. Third-party ratings are subject to change. Ratings are for The Northwestern Mutual Life Insurance Company and Northwestern Long Term Care Insurance Company.

3 Measured by 2018 total revenues. Ranking for Northwestern Mutual Investment Services, LLC. Sources: Financial Advisor magazine and Investment News, May 2019.

Samuel Waller, CFP®, CLU®, ChFC®

Financial Advisor

420 Lexington Ave
Suite 2840
New York, NY 10170
  • Office 917-368-3087
  • Fax 212-656-1773

Contact Me
Map Pin Get a Map of our location

Advanced Planning
Library

Register for your Northwestern Mutual online account

Sign up today to get a complete view of your financial picture and the added convenience of eDelivery. Not a client yet? No problem. Register for a free account to see your finances at a glance, track your spending, and more.

How to Manage Debt If You Lost Income During COVID-19

Use these strategies to help keep yourself in the best financial position possible during this unsettled time. Read more.

The Conversations Couples Should Have Before Retirement

Here are some questions about what you’re expecting for your golden years to review with your partner to make sure you’re on the same page. Read more.

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck