Your Goals, Our Plan!

Sam Waller thinks that planning for your future is the best thing you can do right now. As a Financial Advisor with Northwestern Mutual, Sam works with affluent professionals, including many from the largest investment banks, private equity firms, law firms, accounting firms, and doctors.

Sam's clients attest to his attention to detail, his deep knowledge of the areas of specialties that he handles, and his loyalty. Similar to the mission of Northwestern Mutual, the mission statement of Sam Waller emphasizes doing the right thing for the client every time.

Let's make your goals happen!

My Mission

Northwestern Mutual's tradition of "doing the right thing" began at its very founding, in 1857. It is the mission of Sam Waller to carry this commitment to his clients, today and in the future.

Planning for Financial Security with Northwestern Mutual

Watch this short video to learn how Northwestern Mutual's comprehensive approach to personalized financial planning can help you achieve the future you envision.

The Northwestern Mutual Difference

Backed by the strength of Northwestern Mutual, my team and I provide you with a balanced approach to achieving your goal of financial security, assuring that your intentions have been understood and your needs are being addressed. And when it comes to implementing solutions, the full capabilities of Northwestern Mutual are leveraged to provide you with exclusive access to a comprehensive variety of products and services.

Samuel J Waller, CFP®

Financial Advisor

  • Office 917-368-3087
  • Fax 212-656-1773

Largest Dividend Payout In Company History

In 2019, we expect the largest dividend payout for life and disability income insurance policyowners in company history. Read more.

Retirement And Taxes: How To Maximize Your Savings

Not all retirement savings vehicles are taxed the same way. Read more.

A Guide To Your Finances In Your 40s

With your 40s comes competing money goals. Here’s how to manage them. See how.


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck