Sam Waller welcomes you to his website.  As a Financial Advisor with Northwestern Mutual, Sam works with affluent professionals, including many from the largest investment banks, private equity firms, law firms, and doctors.

When asked, the clients of Sam Waller mention many qualities that recommend him, but three seem to come up the most.  Those qualities are Sam's attention to detail, his deep knowledge of the areas of specialties that he handles, and his loyalty.  Similar to the mission of Northwestern Mutual, the mission statement of Sam Waller emphasizes doing the right thing for the client every time.

My Mission

Northwestern Mutual's tradition of "doing the right thing" began at its very founding, in 1857. It is the mission of Sam Waller to carry this commitment to his clients, today and in the future.

Planning for Financial Security with Northwestern Mutual

Watch this short video to learn how Northwestern Mutual's comprehensive approach to personalized financial planning can help you achieve the future you envision. 

The Northwestern Mutual Difference

Backed by the strength of Northwestern Mutual, my team and I provide you with a balanced approach to achieving your goal of financial security, assuring that your intentions have been understood and your needs are being addressed. And when it comes to implementing solutions, the full capabilities of Northwestern Mutual are leveraged to provide you with exclusive access to a comprehensive variety of products and services.

Samuel J Waller, CFP®

Financial Advisor

  • Office 917-368-3087
  • Fax 212-656-1773

If you live for it, we’ll help you plan for it.

See what our version of financial planning looks like.

Learn More

Good News for Our Clients

In 2018, we expect to again lead the industry in total dividends paid to our clients. Read more.

Northwestern Mutual’s Awards & Accolades

We win a lot of awards. Some things you’d expect. Others might surprise you. Take a look.


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck