Your Goals, Our Plan!

Sam Waller thinks that planning for your future is the best thing you can do right now. As a Financial Advisor with Northwestern Mutual, Sam works with affluent professionals, including many from the largest investment banks, private equity firms, law firms, accounting firms, and doctors.

Sam's clients attest to his attention to detail, his deep knowledge of the areas of specialties that he handles, and his loyalty. Similar to the mission of Northwestern Mutual, the mission statement of Sam Waller emphasizes doing the right thing for the client every time.

Let's make your goals happen!


My Mission

Northwestern Mutual's tradition of "doing the right thing" began at its very founding, in 1857. It is the mission of Sam Waller to carry this commitment to his clients, today and in the future.


Planning for Financial Security with Northwestern Mutual

Watch this short video to learn how Northwestern Mutual's comprehensive approach to personalized financial planning can help you achieve the future you envision.

The Northwestern Mutual Difference

We make plans for people, not just money. So no matter your goals, we have access to top rated products and services to help you meet each one.

  • Best Life Insurance Company ranked by NerdWallet, April 2019 1
  • Highest financial strength ratings of any life insurer from all four major rating agencies2
  • Top 10 U.S. Independent Investment Broker-Dealers3
1 ©2017-2019 and TM, NerdWallet, Inc. All Rights Reserved.

2 A.M. Best Company, A++ (highest), May 2019; Fitch Ratings, AAA (highest), May 2019; Moody's Investors Service, Aaa (highest), September 2018; S&P Global Ratings, AA+ (second highest), June 2019. Third-party ratings are subject to change. Ratings are for The Northwestern Mutual Life Insurance Company and Northwestern Long Term Care Insurance Company.

3 Measured by 2018 total revenues. Ranking for Northwestern Mutual Investment Services, LLC. Sources: Financial Advisor magazine and Investment News, May 2019.

Samuel J Waller, CFP®, CLU®, ChFC®

Financial Advisor

  • Office 917-368-3087
  • Fax 212-656-1773

Webcast Available Now: Strength, Stability, and Financial Security in Volatile Times

Watch the client webcast to hear Northwestern Mutual leaders share their long-term view on the coronavirus impact and answer common questions from clients. Watch Now

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To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck